- Overview
- Compliance Support
- Mortgage & General Insurance
- Why choose ecompli
- What it costs
Compliance Support
Choosing the directly regulated route gives your business flexibility, independence and full control. However with this control comes great responsibility from ensuring your adverts are compliant to reporting to the FSA. You also need to ensure your Complaints Procedures are up to date along with your Training and Competence programme. In addition your Systems and Controls have to be in place as well as conducting sample File Reviews. These are just a few examples of the compliance responsibilities connected to being directly authorised. Being in charge of all these duties can be time consuming and frustrating. You may end up spending too much time interpreting rules instead of being in front of your customers. Choosing what is right and what is best for your business are huge decisions, that’s why we provide a variety of solutions to take the weight off your shoulders, giving you peace of mind.
Many firms believe they are compliant and doing enough to satisfy regulations. However simple mistakes on business cards, office frontages and yellow pages adverts, can highlight the need to review their compliance provision. In the vast majority of cases this exposes compliance shortfalls that could eventually result in enforcement action being taken by the FSA. Should you be concerned?
Choosing what is right and what is best for your business are huge decisions, that’s why we provide a variety of solutions to take the weight off your shoulders, giving you peace of mind. Ecompli provides a first class support service for directly regulated Mortgage & General Insurance firms. Our cost effective solutions provide you with the most robust compliance support for your business requirements. We provide a FREE initial business consultation, giving you the chance to recognise your needs and identify how we can assist you to achieve your objectives.
Our customers are at the heart of everything we do and we are here to support you at all times ensuring you receive the full attention you deserve.
