Claims Handling Monthly Newsletters
This section is specifically for firms who handle insurance claims on behalf of their customers. If you would like to receive these please email info@ecompli.co.uk with your request.
Monthly Newsletter / Issue.12
In this month’s issue we announce the launch of the Ecompli Knowledge Assessments, we look at the Compliance Manual Update that you will have received and provide an update on what you can include when calculating your firm’s capital resources.
Date: 04.12.2007
Monthly Newsletter / Issue.11
In this month’s issue we look at changes made to the Claims Handling Firms Compliance Manual, we examine the sensitive area of Whistleblowing and provide guidance on safeguarding customer identification.
Date: 05.11.2007
Monthly Newsletter / Issue.10
In this month’s issue we look at Anti-Money Laundering guidance in relation to proving your identity, we provide an update on Treating Customers Fairly and say thank you to all of our customers who have referred us to firms who require compliance support.
Date: 08.10.2007
Monthly Newsletter / Issue.09
In this month’s issue we look at the changes to the Training and Competence regime, a Treating Customers Fairly Update and provide an update on the proposed changes to the RMAR.
Date: 07.09.2007
Monthly Newsletter / Issue.08
In this months issue we look at the key areas to ensure that your business is secure, we also provide an insurance update and announce the launch of our new training knowledge assessments.
Date: 10.08.2007
Monthly Newsletter / Issue.07
In this months issue we look at the key rules to Complaints Handling, provide financial promotions guidance and announce our new contact information.
Date: 04.07.2007
Monthly Newsletter / Issue.06
In this months issue we look at the new rules relating to Principles-Based Regulation, Reporting to the FSA and our new service offerings.
Date: 14.06.2007
Monthly Newsletter / Issue.05
In this months issue we look at the new rules relating to Business Stationery, Treating Customers Fairly and the RMAR (Retail Mediation Activities Report) that needs to be submitted to the FSA half yearly
Date: 03.05.2007
Monthly Newsletter / Issue.04
In this months issue we look at the new rules relating to Business Stationery, Treating Customers Fairly and the RMAR (Retail Mediation Activities Report) that needs to be submitted to the FSA half yearly
Date: 05.04.2007
Monthly Newsletter / Issue.03
In this months issue we look at Claims Handling Guidance, Website Compliance, Business Security and Training and Competence.
Date: 05.03.2007
Monthly Newsletter / Issue.02
In this months issue we look at Advertising, Data Protection, RMAR Completions and Locum Arrangements.
Date: 02.02.2007
Monthly Newsletter / Issue.1
In this months issue we look at Treating Customers Fairly, Data Protection and the review of the FSA’s ICOB Rules
Date: 05.01.2007
