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Manual/Guidance Updates

Recently we have updated a number of manuals and documents ensuring you have the latest guidance at your finger tips. If you cannot access any of the below or need a copy of an old version please contact info@ecompli.co.uk

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DU32 - Life and CIC Statement of Demands and Needs Letter
Date: 03.12.2008

DU31 - TCF Management Information Matrix
Date: 31.08.2008

DU30 - File Monitoring Register
Date: 07.08.2008

DU29 - TCF Management Information (MI) Report and MI & KPI Review Form
Date: 01.08.2008

DU28 - General Insurance Advice Process Manual Update
Date: 23.06.2008

DU27 - Complaints Procedure Manual Update
Date: 08.05.2008

DU26 - TCF Monitoring Register and Report (Management Information)
Date: 15.02.2008

DU25 - Combined Initial Disclosure Document (Updated following ICOB regime changes)
Date: 08.02.2008

DU24 - Initial Disclosure Document (Updated following ICOB regime changes)
Date: 06.02.2008

DU23 - NEW Customer Satisfaction Feedback Form
Date: 01.02.2008

DU22 - NEW Forwarding to another firm letter
Date: 18.01.2008

DU21 - NEW Fact Find
Date: 11.01.2008

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