When completing the Complaints Return online you need to disclose how many complaints have been ‘upheld’ (i.e. a final response...
Read More
The FCA’s financial promotion rules do not apply to image advertisements which contain no more than: The name of the...
Read More
Any references to a saving or a promotion on a website or any other kind of advertisement should be clearly...
Read More
It is a Financial Conduct Authority (FCA) requirement that all firms complete a review, at least annually, to assess whether...
Read More
Treating Customers Fairly (TCF) is about placing responsibility on firms’ management to deliver fair outcomes for consumers whilst offering you...
Read More
The Financial Conduct Authority (FCA) has announced their plans to provide firms with an SMCR Extension for 2020 to complete...
Read More
We often get asked what SMCR stands for? SMCR stands for Senior Managers Certification Regime. You may also see the...
Read More