Suzanne

The Financial Services Compensation Scheme (FSCS) began in December 2001 and is funded by levies on authorised firms.  The scheme...

If you are only conducting lifetime mortgage business then you do not require any further permissions if you already have...

We have recently been asked if a Statement of Demands and Needs has to be produced for a commercial insurance...

The Financial Conduct Authority (FCA) expect Insurance Brokers to clearly detail the name and address of the Insurer in literature...

Each year the CII requests 10% of their qualified CII/PFS Members to provide evidence of their CPD to ensure their...

In order to meet the Financial Conduct Authority’s requirements you must not include balances held in client trust accounts as...

‘Threshold Condition 4: Adequate Resources’ is a rule which requires firms to have adequate resources in place. Any firm that...

We were recently asked: “What is the best way to deal with customers with hearing difficulties?”  Unfortunately, there is no...

All Brokers that are regulated by the Financial Conduct Authority (FCA) must be able to produce and show evidence that...

Firms must be able to show that it has taken reasonable steps to ensure that a non-real time qualifying credit...