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If you hold client money on behalf of your customers you must meet the Financial Conduct Authority’s client money rules and comply with Principle 10: “that a firm must arrange adequate protection for client’s assets when it is responsible for them”.
The FCA's rules on client money are contained in the Clients Assets Sourcebook (CASS) which are extremely complex. Within this section of our website we have provided guidance on establishing whether a firm is holding client money and what you need to do if you are. If you are unsure and need our assitance then please do not hesitate to contact us on 01254 675 674 or by emailing Ecompli.
|Client Money Flow Chart||83 KB||PUB||Download|
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