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Financial Promotions

Financial promotions cover a wide range of material including stationery, shop fronts, faxes, leaflets, newspaper advertisements, website, TV and radio commercials.  Before you communicate or approve a promotion, you must confirm it complies with the rules.  This exercise must be carried out by someone with appropriate expertise to do so and then recorded in a log.

The FCA specify certain rules and requirements in relation to the way in which firms promote themselves and the services that they offer.  These include high-level requirements for material to be clear, fair and not misleading (Principle 7). Failure to meet the rules could result in enforcement action being taken against your firm.

It is worth ensuring your promotions are compliant as the results could be detrimental against your firm.  The following documents provide you with the guidance you need to produce compliant promotions and stationery.

Financial Promotions Guidance

Financial Promotions Manual V9 1 MBDOCDownload
Financial Promotions Manual (GI) V8 1 MBDOCDownload

New Media Guidance

Twitter Compliance Guide - General Insurance 36 KBDOCDownload
Twitter Compliance Guide - Mortgage Brokers 37 KBDOCDownload
Facebook Compliance Guide - General Insurance V3 34 KBDOCDownload
Facebook Compliance Guide - Mortgage Brokers V3 34 KBDOCDownload

Financial Promotions Register

Financial Promotions Register 30 KBXLSDownload

Stationery Templates - Limited Company

Letterhead 27 KBDOCDownload
Letterhead (trading Name) 27 KBDOCDownload
Compliment Slip 25 KBDOCDownload
Business Card 26 KBDOCDownload
Email Disclaimer 26 KBDOCDownload
Email Disclaimer (Trading Name) 26 KBDOCDownload

Stationery Templates - Partnership Company

Letterhead 27 KBDOCDownload
Compliment Slip 25 KBDOCDownload
Business Card 26 KBDOCDownload
Email Disclaimer 25 KBDOCDownload

Template Stationery - Sole Trader Company

Letterhead 27 KBDOCDownload
Compliment Slip 25 KBDOCDownload
Business Card 26 KBDOCDownload
Email Disclaimer 25 KBDOCDownload

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