You are viewing this message because you do not have a modern web browser.
Please follow these links to download a standards compliant browser.

Anti-Money Laundering Guidance

The Financial Conduct Authority's (FCA's) predecessor streamlined its rules by removing the Money Laundering sourcebook and replacing it with the principle based rules found in the Senior Management Arrangements, Systems and Controls sourcebook (SYSC). These rules came into effect on the 31st August 2006 and details the controls that firms must have in place to prevent financial crime and money laundering. The emphasis of which has been put onto the senior managers to put in place suitable controls.

All staff working in the financial industry, regardless of their actual position, has a statutory duty to be aware of the need to prevent money laundering. Although the FCA continues to not impose specific rules on firms advising on mortgages and non-investment insurance in respect of money laundering, as a regulated firm it is important that systems and controls are maintained to prevent business in these areas being used for financial crime. Firms also have an explicit legal requirement under the terms of the Proceeds of Crime Act 2002 to maintain vigilance in respect of any evidence that a transaction is associated in any way with the proceeds of criminal activity.

Anti-Money Laundering Procedures

Anti-Money Laundering Procedures Manual MGI V7 104 KBDOCDownload
Anti Money Laundering Procedure Manual GI V5 103 KBDOCDownload

Anti-Money Laundering Documents

Suspicion Report V2 34 KBDOCDownload
Policy Confirmation Form V3 26 KBDOCDownload
Anti-Money Laundering Register V3 14 KBXLSDownload

Anti-Bribery Policy

Anti-Bribery Policy Manual V8 87 KBDOCDownload

Financial Crime and Anti-Fraud Policy

Financial Crime and Anti-Fraud Policy Manual V6 67 KBDOCDownload

HM Treasury Financial Sanction Guidance

HM Treasury Financial Sanction Procedure Manual V2 56 KBDOCDownload
HM Sanction List 26.11.2019 3 MBXLSDownload

Post Office Identity Checking

Post Office Verification Document 74 KBPDFDownload

Get Adobe Reader
Adobe Reader
is required to view PDF files.

Latest News

news in full